Quay Financials (Gibraltar) Limited

Name   Quay Financials (Gibraltar) Limited
Address 2nd Floor Block 3
Eurotowers
Europort Road
Gibraltar
Telephone 20048733
Fax 20048722
Email alastair.hunter@quayfinancials.com
Website
Legal Form Private Company Limited By Shares
Country of Incorporation Gibraltar
Incorporation Number 96571
Incorporation Date 14/06/2006

Other names

  • Trading Name - Trinity Broking
  • Previous Name - Van Der Moolen (Gibraltar) Limited

Permissions

  • Authorisations

    • 1 Dealing as principal.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
      • Not authorised to conduct financial spreadbetting activities
    • 2 Execution of orders on behalf of clients.
      • Not authorised to conduct financial spreadbetting activities
    • 3 Dealing in any of the instruments listed in Section C for own account.
      • Not authorised to conduct financial spreadbetting activities
    • 4 Portfolio Management.
      • Not authorised to conduct financial spreadbetting activities
      • Restricted to the provision of investment management services of Experienced Investor Funds only
    • 5 Investment advice.
      • Not authorised to conduct financial spreadbetting activities
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
      • Not authorised to conduct financial spreadbetting activities
    • 4 Foreign exchange services where these are connected to the provision of investment services.
      • Not authorised to conduct financial spreadbetting activities
  • Other Permissions

    • 1 Holding customer money.
    • 2 Holding customer assets.
    • 3 Controlling customer monies.
    • 4 Controlling customer assets.

The firm is authorised to carry out services in the following countries:

  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
      • Restricted to the provision of investment management services of Experiences Investor Funds only. Not authorised to conduct financial spreadbetting activities
    • 2 Execution of orders on behalf of clients.
      • Not authorised to conduct financial spreadbetting activities
    • 3 Dealing in any of the instruments listed in Section C for own account.
      • Not authorised to conduct financial spreadbetting activities
    • 4 Portfolio Management.
      • Not authorised to conduct financial spreadbetting activities
      • Portfolio Management: Restricted to the provision of Investment Management Services of Experienced Investor Funds only
    • 5 Investment advice.
      • Not aurthorised to conduct financial spreadbetting activities
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
    • 4 Foreign exchange services where these are connected to the provision of investment services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 3 Dealing in any of the instruments listed in Section C for own account.