Lombard Odier & Cie (Gibraltar) Limited

Name   Lombard Odier & Cie (Gibraltar) Limited
Address PO Box 407
Suite 921 Europort
Europort Road
Gibraltar
Telephone 20073350
Fax 20073475
Email gibraltar@lombardodier.com
Website http://www.lombardodier.com
Legal Form Private Company Limited By Shares
Country of Incorporation Gibraltar
Incorporation Number 14427
Incorporation Date 31/12/1986

Other names

  • Previous Name - Laredo Investment Bank (Gibraltar) Limited
  • Previous Name - Lombard Odier Darier Hentsch Private Bank Limited
  • Previous Name - Lombard Odier Private Bank (Gibraltar) Limited
  • Previous Name - The Gibraltar Private Bank Limited

Permissions

  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.

The firm is authorised to carry out services in the following countries:

  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Bank

    • 1 Acceptance of deposits and other repayable funds from the public.
    • 2 Lending.
    • 3 Financial leasing.
    • 4 Payment services as defined in the Financial Services (EEA) (Payment Services) Regulations 2010.
    • 5 Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
    • 6 Guarantees and commitments.
    • 7a Money market instruments (cheques, bills CD's etc).
    • 7b Foreign exchange.
    • 7c Financial futures and options.
    • 7d Exchange and interest rate instruments.
    • 7e Transferable securities.
    • 8 Participation in share issues and the provision of services relating to such issues.
    • 9 Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
    • 10 Money broking.
    • 11 Portfolio management and advice.
    • 12 Safekeeping and administration of securities.
    • 13 Credit references services.
    • 14 Safe custody services.
  • Collective Investment Scheme Depositary

    • V(b) Collective Investment Scheme Depositary.
      • (d) Restricted to providing services only to AIF's which invest in readily tradable financial instruments.
  • Authorisations

    • 2 Investment dealer (money-holder).
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management.
    • 2 Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
    • 4 Foreign exchange services where these are connected to the provision of investment services.
    • 5 Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
    • 6 Services related to underwriting.
    • 7 Investment services and activities as well as ancillary services of the type included under Section A or this Section related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services.
  • Other Permissions

    • 1 Holding customer money.
    • 2 Holding customer assets.
    • 3 Controlling customer monies.
    • 4 Controlling customer assets.
    • 5 Stock lending.

The firm is authorised to carry out services in the following countries:

  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 4 Portfolio Management.
    • 5 Investment advice.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management.
    • 2 Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
    • 4 Foreign exchange services where these are connected to the provision of investment services.
    • 5 Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
    • 6 Services related to underwriting.
    • 7 Investment services and activities as well as ancillary services of the type included under Section A or this Section related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 4 Portfolio Management.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management.
    • 2 Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
    • 4 Foreign exchange services where these are connected to the provision of investment services.
    • 5 Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
    • 6 Services related to underwriting.
    • 7 Investment services and activities as well as ancillary services of the type included under Section A or this Section related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 4 Portfolio Management.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management.
    • 2 Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
    • 4 Foreign exchange services where these are connected to the provision of investment services.
    • 5 Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
    • 6 Services related to underwriting.
    • 7 Investment services and activities as well as ancillary services of the type included under Section A or this Section related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 4 Portfolio Management.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management.
    • 2 Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
    • 4 Foreign exchange services where these are connected to the provision of investment services.
    • 5 Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
    • 6 Services related to underwriting.
    • 7 Investment services and activities as well as ancillary services of the type included under Section A or this Section related to the underlying of the derivatives included under Section C - 5, 6, 7 and 10 - where these are connected to the provision of investment or ancillary services.
  • Core Services

    • 1 Reception and transmission of orders in relation to one or more of the Instruments listed in section C.
    • 2 Execution of orders on behalf of clients.
    • 4 Portfolio Management.
  • Non-Core Services

    • 1 Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management.
    • 2 Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
    • 4 Foreign exchange services where these are connected to the provision of investment services.
    • 5 Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments.
    • 6 Services related to underwriting.