Insurance Mediation - Dear CEO Letters
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Systems of Controls to prevent financial crime With the bringing into effect of the Crimes Act 2011 a number of new and revised financial crimes were introduced into the statute books. This letter aims to provide regulated firms with guidance on our expectations of the systems of control that we expect to see in regulated firms in this respect.
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Insurance Mediation - Forms and Returns
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Royal Gibraltar Police Vetting Application Form Please note that an 'Individual Questionnaire' or a 'Notifiable Document' MUST be accompanied by a Royal Gibraltar Police vetting application form in accordance with Section 30C of the Proceeds of Crime Act 2015. (i) The enquiry form must be completed by the applicant in full with BLUE INK on an original form (scanned copies will not be accepted by the RGP) (ii) £10 will be required to be submitted with the form. This can be paid in cash or you may pay by cheque. If you are paying by cheque please make this payable to the Government General Account. Please note that the form must be submitted to the Gibraltar Financial Services Commission, who will liaise with the Royal Gibraltar Police in order to make the relevant enquiries.
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Statement of Compliance The Statement of Compliance ("SoC") should be submitted to the Commission within four months of the end of a firm's accounting period.
A separate SoC is required from each regulated persons within the same group, where these carry out different activities and submit separate audited accounts. For example, where a group includes firms that carry out distinct activities i.e. insurance management, company management and professional trusteeship or investment business, and submit separate accounts to each of the respective divisions of the Commission, a separate SoC will be required from each of these firms.
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| Individual Questionnaire | ||||
| Body Corporate Questionnaire | ||||
| 1 | 2018 | Individual Questionnaire Warranty |
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| 1 | 2018 | Body Corporate Questionnaire Warranty |
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| 1 | 2018 | Individual Questionnaire Directors Declaration |
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Insurance Mediation - Guidance Notes
| Anti Money Laundering and Counter Terrorism Financing Guidance Notes |
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| 1 |
Insurance Mediation Financial Services Guidance Note No. 1
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| 2 |
Outsourcing Financial Services Guidance Note No. 2
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| 3 |
Dealing with and Advising Clients Financial Services Guidance Note No. 3
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| 1 | 2018 | IDD Frequently Asked Questions |
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Insurance Mediation - Legislation
Insurance Mediation - Newsletters
Insurance Mediation - Presentations
| 11 | 2006 |
Presenting the revised AML/CFT Guidance Notes David Parody
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| 11 | 2007 |
The revised AML/CFT Guidance Notes GACO - David Parody
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| 11 | 2007 |
The FSC's approach to AML/CFT Compliance GACO - David Parody
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| 3 | 2009 |
Revised Risk Assessment Methodology, Corporate Governance and Approved Persons Gibraltar Insurance Institute - Gibraltar Society of Chartered & Certified Accountancy Bodies - Gibraltar Association of Compliance Officers
David Parody
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| 4 | 2012 |
GACO-FSC Risk Methodology Workshop Slides, case study and templates for the GACO workshop held on 14 November 2012 by the FSC
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| 1 | 2018 |
Presentation on IDD Presentation to Industry on key features of IDD |
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